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CIAT in Perspective 2002-2003
Innovation Africa

Perspectives on Research Impact

 

 

 

Impressed with the high yields
and disease resistance
of new bean varieties,
farmers in western Kenya
have adopted them
on a large scale.

manicitos.jpg (4482 bytes)


Improved bean varieties give Kenyan farmers more food and cash

Farmers in western Kenya have enthusiastically adopted several new varieties of beans that resist root rots and whose yield is more than double that of the commonly grown local varieties susceptible to these diseases. A recent impact study shows one of the new bush beans, called KK 15, was being grown by 80 percent of farmers surveyed in one district and by 42 percent in another. Two other varieties had almost identical adoption rates in both districts, roughly
35 percent and 70 percent. The rate of adoption was highest in Vihiga District, which is one of Africa’s most densely populated regions, with 850 persons per square kilometer.

Next to maize, beans are Kenya’s most important food crop. They are also a major source of family income. But during the 1990s root rots devastated crops in western districts, forcing some farmers out of bean production altogether. Continuous cropping without proper nutrient replacement had slowly robbed the soil of its fertility, creating an ideal environment for proliferation of the Pythium fungi that cause root rots.

In response to the root rot crisis, CIAT and the Kenya Agricultural Research Institute (KARI) worked with the extension service of the Ministry of Agriculture to introduce 27 improved bean varieties. In a complementary participatory research project, local farmers selected 11 of those varieties as the best, and they also experimented with soil management methods to improve control of root rots. Seed of the chosen germplasm was multiplied and distributed in a number of communities via women’s groups, government extensionists, and an NGO.

The impact study, conducted jointly by CIAT and KARI, provides a snapshot of the situation in 233 households in
20 villages just after the June 2001 harvest. It was designed to determine the fate of the bean varieties and whether they had benefitted farmers. About two-thirds of survey participants were individual women. The preponderance of women respondents reflects their central role in Kenyan bean production.

Adopting farmers strongly favored three of the five bush bean varieties examined in the impact study. They attributed their preferences to, among other traits, early maturity, high yield, storability, good taste, short cooking time, resistance to root rots, and good marketability. Six of the farmer selections covered by the survey were climbing beans. These resist root rots and yield better than even the best of the improved bush bean varieties. Even so, adoption rates in both surveyed districts were low.

In their report the impact study team, led by CIAT social scientist Soniia David and KARI economist Martin Odendo, notes that climbing beans require higher soil fertility, as well as poles and extra labor to stake up the plants. Some farmers planted the beans in gardens close to their houses, where it was easy to use kitchen wastes as compost to boost soil fertility. “While the survey results do not allow for conclusive observations about the potential of climbing beans for motivating farmers to invest in soil fertility,” write the authors, “they suggest an opportunity for promoting the technology to fit into specific niches.”

The introduction of new high-yielding varieties has sometimes been blamed for dwindling crop genetic diversity in farmers’ fields. The logic here is that the arrival of better germplasm, especially during a food crisis (like that triggered by root rots in Kenya), prompts farmers to abandon traditional varieties as no longer useful or productive. The CIAT-KARI survey found just the opposite. The vast majority of farmers who had planted new varieties in 2000 also grew one or more local varieties. Some reported doing so simply as an experiment to monitor the extent to which they could still grow and harvest beans of those root rot-susceptible varieties. The adoption of the new germplasm thus resulted in a net increase in varietal diversity, not a drop.

Another important finding was that adoption of the new bush bean varieties improved household food security. Nearly all farmers who had planted the new varieties reported having more food to eat. In addition, about one-third of respondents reported having more beans all year round—a major benefit given the perennial problem of the between-harvest hungry season.

About two-thirds of the adopting farmers were able o sell some of their harvest of the new bean varieties. Two bush varieties in particular—KK 22 and KK8—fetched good prices because of their preferred seed size and popular reddish color. The resulting earnings on the region’s quite small farms were, on average, the equivalent of US$15 to
$16 per farmer.

Farmers reported using this cash to pay for immediate household and health needs, such as food, fuel, soap, and medicine, as well as for longer term investments, mostly school fees, books, clothing, livestock, seed, and fertilizer. Having more money to buy food and being better able to invest in children’s education were among the most important household-level benefits of these new bean varieties.

New forages boost incomes in Vietnam

An 8-year participatory research project in rural Vietnam has stimulated widespread adoption of improved forages, in turn leading to significantly higher rural family incomes. Equally important, there are major time and labor savings, especially for women and children, who traditionally spend many hours each day feeding and herding livestock.

These are among the key findings of a recent evaluation of CIAT’s Forages for Smallholders Project (FSP). The impact study looked at social and economic benefits in two of the six Asian countries that participated in the forages research. The Philippines was the other country covered by the study.

Operating from 1995 to 2002, FSP was initially funded by the Australian Agency for International Development (AusAID) and later by the Asian Development Bank (ADB). Early on, researchers screened 500 samples of forage grasses and legumes for superior performance and suitability for cultivation in Southeast Asia’s small-scale livestock systems. They then worked with thousands of farmers across the region to test a selection of those materials on-farm.

In Vietnam two provinces participated in FSP: Daklak in the central part of the country and Tuyen Quang in the north. Two partner organizations, the National Institute of Animal Husbandry and the Department of Agriculture and Rural Development, implemented the project with CIAT’s assistance. As of June 2002, when the impact study was conducted, 1,700 Vietnamese farmers were involved in FSP and actively cultivating improved forages.

The Vietnamese component of the impact study focused on Tuyen Quang. In that province farmers in six communes began experimenting with
12 improved forages in 1997, under the Vietnam Sweden Mountain Rural Development Programme. Among the most popular forages adopted were Napier grass (Pennisetum purpureum), Guinea grass (Panicum maximum), and two Brachiaria grass species (decumbens and ruziziensis).

A decade ago local farmers in the study area were allowed to graze their animals on communal lands. But these areas were divided up and distributed by the government to individual farmers in 1992. This cut off many livestock producers from a free source of forage. Combined with seasonal labor shortages, the land-tenure change forced many villagers to sell their cattle and buffalo, traditional sources of traction, transport, food, and income.

Not long after that, CIAT’s FSP project began providing practical technologies for raising superior forage crops and feeding animals on-farm, thus reducing the need to herd and graze livestock over large areas. Participating farmers have since set up forage banks for cut-and-carry feeding and are intercropping the new forages in tea plantations. The new technologies are sufficiently flexible and varied to meet the nutritional needs of diverse livestock: cattle, buffalo, pigs, poultry, small ruminants, and even pond-raised fish, a critical component of the local livestock system. The introduced forage grasses have also been planted in rows across erosion-prone farm slopes, along fishpond embankments as stabilizers, and as cover crops under fruit trees.

“The close involvement of farmers in every step of the project resulted in widespread spontaneous adoption of the new forages,” write the study authors. And, as the farmers tell it, there were good reasons for participating. Among the concrete benefits reported by them are higher yields compared with local forage grasses, better control of soil erosion, and less time spent feeding animals. They also said their fish, cattle, and buffalo were healthier and grew faster, that animals sold for higher prices, and that more manure was available to build soil fertility and improve food crop production.

The impact study team found that net income per household from raising ruminants, such as cattle and buffalo, rose from US$144 to $179 per year for farmers who had adopted improved forages 2 to 4 years earlier. As for fish production from ponds, income went from $99 to $125. These are noteworthy gains, given that most farmers raise both fish and ruminants. From the point of view of labor efficiency, the gains were actually much higher. Net income per day from labor spent in these two enterprises roughly tripled, with a slight advantage for fish farming.

Cultivating new forages also yielded major labor savings, which translated into both social and economic benefits. On the social side, children had more time for recreation, rest, and studies because of the reduced labor burden of herding and feeding animals. On the economic side, household members, especially women, were able to spend more time earning money from other productive farm activities. Taking these financial spinoffs into account, the impact study team estimated the total income boost related to adoption of CIAT forage technologies at $152 per year, representing a 29 percent increase in total household income.

Social capital yields high economic returns to agroenterprises

“Firms should pay attention to social capital,” says CIAT economist Nancy Johnson, “and so should governments, NGOs, and other institutions interested in promoting rural development through agroenterprises.” This is the conclusion of a recent CIAT study on the nature and role of social capital and its potential impact on rural agroenterprises. The study was based on in-depth interviews with managers or owners of 50 small- and medium-sized firms in five regions of Colombia, as well as on econometric analysis.

Paying attention to social capital means recognizing the importance of building strong relationships within the community along their supply chains. Broad networks of business contacts allow firms to gather intelligence continuously and cheaply. Strong, trust-based relationships reduce transaction costs, for example, by avoiding the time and expense of entering into legally binding contracts, or by eliminating complex monitoring and control procedures. Sometimes small firms need to cooperate to compete, by making joint purchases of inputs to get better prices or by working together to fill large orders.

“For agroenterprises, being competitive isn’t just about producing at the lowest cost,” says Mark Lundy, an agroenterprise specialist at CIAT and coleader of the study. “It’s about responding rapidly to the changing demands of the marketplace. Firms that are able to spot opportunities, or threats, and respond quickly—without compromising on quality—have a real advantage.”

The numbers bear this out. According to the study, the quantity and strength of a firm’s relationships contribute “positively and significantly” to its economic performance, as measured by revenue per employee. Furthermore, additional investment in these relationships—or “social capital”—yields higher returns than a similar investment in either labor or machinery.

Paying attention to social capital also means looking at the relationships within a firm, especially those among its owners. “We often treat firms as if they were individual decision-makers, but in fact a firm is an organization made up of people who may have different goals and different ideas about what’s best for the firm,” says Johnson.

According to CIAT lawyer and economist Carolina González, the law implicitly recognizes that different types of personal relationships among owners imply different legal requirements. In the study, the authors develop a typology that builds on legal distinctions between the levels of trust between partners, and on their objectives in establishing the firm.

High-trust organizational structures, such as partnerships, generally have lower administrative costs, but partners share unlimited liability and therefore must know and trust each other. Low-trust structures, such as corporations, make up for the lack of strong personal ties among investors with higher levels of costly external regulation. Associative structures like cooperatives are formed to provide a collective service to their members, not to earn return on capital invested. Therefore, the ability of the members to work together is crucial to their success.

The significance of these differences is that many firms are encouraged to adopt formal legal structures, often as a condition of participation in support programs. Frequently, these decisions are made on the basis of legal costs alone or on perceptions about which structures are most equitable or socially beneficial. The study shows that no one structure is best, either economically or socially. What is important is that the structure suit the firm, its goals, and the existing level of social capital among the participants.

The study was funded in part by the Systemwide Program on Collective Action and Property Rights (CAPRi) of the Consultative Group on International Agricultural Research (CGIAR). Researchers from two Colombian organizations, the Center for Crop and Livestock Research (CEGA) and Corporation Colombia International (CCI), contributed to the study design, data collection, and analysis.

 

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