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Institutional annual report 1999-2000.


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CIAT in Perspective 1999-2000
Anatomy of Impact

The Greening of Agriculture

"We have come together as farmers and presented
our problems to researchers. People who go to
seminars expect something. We are getting
knowledge."

Boobo Toweri,

Chairman, Ikulwe Farmer
Participatory Research Commitee, Uganda


The color of chlorophyll, the photosynthetic pigment made by plants, has become an international symbol of sustainable production, ecosystem health, and biodiversity. But production of the plants on which human livelihoods depend isn’t always green. Some practices rob soil of nutrients or trigger erosion. Pesticide overuse pollutes water, contaminates food, and kills nontarget organisms. And chemical fertilizers, often a necessary production input for sustainable farming, consume nonrenewable fossil and mineral resources.

How can we bring about the greening of agriculture while reducing poverty and strengthening food security? A large part of the answer lies in creative use of local resources and technology, combined with science-based solutions, such as integrated pest management, biofertilizers, disease-resistant crops, and plants that use soil and water more efficiently. Here we provide some concrete examples of how innovative research, often relying on high-tech tools as well as direct farmer participation, is helping tropical agriculture live up to the promise of its natural color.


Rice growers with green attitude

Over the last three decades, Latin America has experienced a rice revolution that has transformed landscapes, farming practices, and even national economies. With the debut of improved rice varieties (243 of them based on germplasm from CIAT), yields have climbed, while unit production costs and rice prices have fallen. Poor consumers, both urban and rural, have benefited immensely. The cumulative value of additional rice production made possible by CIAT-related varieties has been estimated at US$5.5 billion (in 1990 dollars). Moreover, millions of hectares of land that otherwise would have been put under the plow to feed a rapidly growing population have been left undisturbed.

The region’s rice boom saw a new breed of grower emerge—rice specialists with a keen eye for technology and profit. With them came intensive cultivation practices and chemical fertilizers, elements of the new technology. Unfortunately, these created an ideal home for insect pests, weeds, and diseases. Not wanting to risk their investment, farmers sometimes applied far more insecticides, herbicides, and fungicides than were needed or recommended.

The new commercial producers tended to be highly organized into groups, and rice was their prime focus of agricultural interest. That pattern, going back more than half a century in some countries, persists in much of Latin America today. Local producer associations and national federations provide channels to rice markets, high-quality seed, a forum for discussion, and access to innovations from CIAT and its partners, the national rice research programs. They include not only producers but also other links in the field-to-table chain: seed producers, milling enterprises, and exporters.

At the regional level, industry interests are catered to by the Fund for Latin American Irrigated Rice (FLAR). It is headquartered at CIAT’s international science park in Colombia, and CIAT itself is a founding and active member. The fund supports research, based on financial contributions from farmers and others; thus the rice industry, as a collective client, sets the science agenda. As FLAR’s executive director, Luis Sanint, says: "The customers of technology are the ones giving the signals to the generators of technology."

Sanint believes there is a positive connection between the highly integrated nature of Latin America’s rice sector and the significant success it has had in mitigating the environmental risks of intensive, high-input production. The use of more environmentally friendly production methods, such as integrated pest management (IPM) options from CIAT and its partners, is enhanced by strong farmer organization and unity of purpose. National policies, especially shifts from pesticide subsidies to pesticide taxes, also play a key role.

"In countries with strong grower organizations and a national rice strategy, the reduction of pesticide use has been more rapid," says Sanint. "If an association sets up a demonstration plot showing the difference between, say, 10 pesticide applications and no application, then the farmers see the benefit for themselves." They get a feel, he explains, for the thresholds of biotic stress below which there is no need to spray.

"Farmers are conscious of the fact that pesticides, applied in a water-intensive production system, easily get washed into streams and can hurt the quality of the resources they depend on. They worry about killing the goose that laid the golden egg. And they worry that laws will be passed restricting the use of water for irrigated rice because of the threat of pollution."

Data from Tolima Department in central Colombia, a country with a highly organized rice industry, show a strong pattern of pesticide reduction. Insecticide use, mainly to fight the insect pest sogata and a leafhopper that transmits rice hoja blanca virus, dropped dramatically between 1981 and 1997—from 4.2 liters per hectare to just 0.6 liters. Reductions in fungicide use were comparable.

While herbicide use has been cut by 20 percent, the 1997 level of 4 liters per hectare in Tolima is still high. This is probably due to the nature of land tenure, says Sanint. As many farmers rent rather than own fields, they’re not motivated to invest in weed control, which requires rented machinery and whose benefits would accrue in part to the next tenant. "They just give up the plot and move on."

Data from Venezuela, for 1989-92, also show sharp cuts in pesticide use. "In other countries," says Sanint, "we know this has also happened, but we haven’t yet studied it in detail." Apart from economic necessity and the increasingly "green" attitudes of organized farmers, another reason for pesticide reduction is the availability of rice varieties that not only yield well but also resist major diseases.


Know your enemy

Observed reductions in pesticide use bode well for the environmentally sustainable future of rice production in Latin America. And so does CIAT’s on-going biotechnology research. One example is our use of molecular markers in the quest to make rice more resistant to blast, the most important disease of the crop.

The fungus responsible for blast affects both irrigated and upland rice, though the latter is more susceptible. The organism is hard to fight because it is a moving target: There are many strains and they mutate rapidly. Resistant rice varieties usually become susceptible to new strains within 2 or 3 years of their official release. As a countermeasure, farmers often apply heavy doses of fungicide. This not only is very costly but also damages the environment.

Scientists at CIAT and Purdue University in the USA are jointly working on an integrated approach to fighting blast. The strategy combines conventional plant breeding and pathotyping (distinguishing individual strains of a pathogen) with the use of two types of molecular markers, RAPDs and RFLPs.

Through conventional breeding, CIAT spent many years developing a fully resistant rice cultivar in a Colombian hot spot of rice blast. This was done in collaboration with Colombia’s National Rice Federation (FEDEARROZ) and the Colombian Institute for Agricultural Research (ICA). The variety Oryzica Llanos 5 has now been grown for about a decade without the resistance breaking down.

The CIAT-Purdue strategy centers on exploiting this hard-won genetic resistance. The aim is to produce new rice cultivars that have long-lasting resistance to whole families of blast rather than single strains. For Latin America the potential economic benefits of such resistance stability in rice are estimated at US$1.6 billion over 15 years.

In the early 1990s, CIAT used conventional pathotyping assays, the only diagnostic tool then available, to identify 56 pathotypes of blast from Colombian samples (or "isolates"). More recently, genetic fingerprinting has allowed more in-depth analysis of this material. The results reveal a serious chink in the fungus’s armor: The various pathotypes fall into just six genetically distinct families or lineages. On average, fingerprints for different isolates within each lineage are 92 percent similar. These findings are a major advance in the quest to "know your enemy," as one CIAT scientist put it.

Fortunately, each blast lineage turns out to be strongly associated with a specific subset of rice cultivars. Molecular markers are now being used to identify rice breeding lines with specific resistance genes. So far, the scientists have succeeded in identifying rice genes associated with resistance to one of the six blast lineages. The results suggest their strategy is on the right track. This research will produce rice varieties with durable blast resistance that enables farmers to further reduce pesticide use without sacrificing production gains.


Beans with a nose for phosphorus

As with rice, the impact of CIAT’s cooperative research on beans has come mainly from improved yields and disease resistance. Since 1970 national agricultural research programs in 39 countries have released 362 bean varieties—238 in Latin America and 111 in Africa—based on germplasm provided by the Center. These varieties are planted on an estimated total area of nearly 2.4 million hectares and have generated cumulative benefits of almost US$1.3 billion (in 1990 dollars).

A major obstacle to further progress is the widespread phosphorus, or P, deficiency of tropical soils. This is a major hurdle for Latin American farmers, half of whose growing areas are critically low in this nutrient. The problem is not so much the absolute quantity of P in the soil as the fact that it is bound up in chemical compounds difficult for beans to absorb and use for grain production.

For each ton of food grain produced on fertile soil, beans have to take in about
10 kilograms of P—much more than for other major food crops. For example, maize needs only about half as much P per ton of yield as common beans, and rice a little less than a third.

Given that most bean farmers cannot afford to apply large doses of fertilizer, a vital strategy for overcoming P deficiency is to genetically alter the plants themselves. The goal is to identify and harness genes that allow beans to tap and use scarce P more efficiently and then combine them with disease resistance genes.

During the 1990s, CIAT screened thousands of bean samples from the huge germplasm collection it safeguards in Colombia. A major payoff was the identification of materials with superior yield even under low-P conditions. Some bean lines are producing 400 kilograms per hectare more than Carioca, a commercial variety regularly used as a check in experiments. Given average Latin American bean yields of around 700 kilograms per hectare, this large genetic advantage has opened the door to major increases in bean production.

Part of CIAT’s strategy is to understand the specific mechanisms that allow beans to tolerate the stress of low P levels. One superior bean accession, G 21212, appears to have an unusual ability to mobilize plant phosphorus for grain production. This was crossed with another bean line, BAT 881, that yields extraordinarily well as long as P is not deficient in the soil. Among the progeny, one superior line yields as well as the Carioca check under more favorable soil conditions and outyields it by 600 kilograms per hectare under the stress of low P. In all, six advanced bean lines are being used by CIAT as parents in crosses with commercial varieties.

CIAT researchers have been using molecular markers called RAPDs to analyze the most promising bean crosses. Recently they discovered several gene combinations with a remarkably strong influence on yield when P is low. One long segment of DNA in particular accounts for more than 300 kilograms of yield per hectare. The scientists now suspect that the genes responsible for P deficiency tolerance also shield beans against drought.

As CIAT bean breeder Steve Beebe says, "molecular markers are helping us get deeper into the genetics of tolerance to abiotic stresses." Some markers, however, are better than others as tools to speed up breeding and make identification of valuable genes more precise. Beebe and colleagues are therefore now using two more powerful types of markers, SCARs and SSRs, to identify useful stretches of the bean genome. The idea is to space out the markers evenly over the full bean genome.

What are the implications of the improved germplasm for farmers? First, combining the trait of high bean yield under low P with genetically based tolerance to diseases like bean golden mosaic virus (see pages 38-40) means that bean growers can expect more stable yields. Second, the amount of fertilizer needed to make a P-deficient field produce a good crop can be brought to within the economic reach of poor farmers.

CIAT plant nutritionist Idupulapati Rao cautions, though, that the use of P-efficient germplasm isn’t a complete substitute for P fertilizer. Relying only on better seeds would mine the soil of its P, degrading fertility. The trick, he says, is to combine "strategic" applications of P fertilizer with better germplasm. Eventually, P in a form readily available to plants will build up in the soil, decreasing the size and frequency of fertilizer amendments needed to sustain production.


Soil conservation through participation

Besides nutrient deficiencies like low phosphorus, a major headache for small farmers in the tropics is gradual loss of farm productivity through soil erosion. Farming in hillsides is a constant tug-of-war with gravity and rainfall. When the two team up, they can quickly carve out ruts and ravines, carrying off tons of precious soil to lower elevations. Or, worse, they can trigger devastating mudslides, leaving steep farm fields denuded of vegetation, as happened 2 years ago in Central America during Hurricane Mitch. The scars can last for years. But erosion and declining soil fertility can also be silent demons, slowly eating away a community’s natural resource capital year after year.

For several decades now, soil degradation, especially from erosion and continuous cropping, has been recognized as a widespread threat to sustainable world agriculture. Proven conservation and management practices, such as terracing, have been available for centuries. And a whole range of new options has been added to the menu over the past 25 years. These include improved contour cultivation, grass strips, cover crops, green manures, live fences, microcatchments (water and soil nutrient traps), and a host of innovative tree-crop combinations coming out of agroforestry research. But in most low-income countries, farmer adoption of these improved practices has been low. During the 1990s a lot of effort, including research by CIAT, was spent trying to find out why farmers weren’t responding.

The answer centers on at least three factors. First, farmers have tended to rank poor soil fertility lower on their list of agricultural constraints than biotic stresses, whose effects are more obvious and dramatic. Second, many of the newer soil-related technologies represent extra costs for farmers without giving them short-term spinoff benefits like more food, fodder, fuel, or income. Third, farmers have had little sense of technology ownership. Many new methods were designed by researchers on-station, and sometimes on-farm, but with only token farmer participation. As a result, there was a blockage in a key channel of technology dissemination: "spontaneous" adoption, whereby farmers pass on new ideas to each other and try them out without direct intervention by extension agents.

A 1992-94 study by Jacqueline Ashby (CIAT’s director for research on natural resource management) and colleagues clearly showed that participatory methods can dramatically boost adoption of soil conservation practices. The study involved 261 farmers in an area of southwestern Colombia where nearly half the land is steeper than 30 degrees. To supplement their income from coffee, many farmers cultivate cassava, maize, and beans on steep, erosion-prone slopes.

The researchers trained local extension agents in participatory methods. The agents then worked with core groups of farmers, demonstrating eight different plant species that could be used as live barriers to protect soil along hill contours. As part of the study’s strategy, the farmers themselves decided what to plant, and where, in their on-farm experiments.

A key research element was to have farmers rank the various options. Among the species evaluated were sugarcane, a cut-and-carry forage grass called pasto telembi, and vetiver grass, which livestock don’t eat. From the scientists’ point of view, the best option for soil conservation was vetiver grass. However, the farmers ranked it low, preferring especially the sugarcane and pasto telembi, which they use as animal forage. For them it was a matter of finding an acceptable compromise between soil conservation and direct use of the barrier plants.

Results from the final phase of the study were surprisingly positive. Follow-up interviews showed that participating farmers were spontaneously passing on their chosen technology to others. By 1994, 146 farmers were reported to have planted barriers, at their own expense, on the recommendation of other farmers. For Ashby, this is strong evidence that "soil conservation programs can use participatory research methods to improve their recommendations and their likelihood of future success."

Lessons learned from that participatory study and similar work in Uganda are now being systematically applied by CIAT and its partners in soil conservation research in Latin America and Africa. For example, in our hillside research "reference site" in Colombia’s Cauca Department, where the original study was conducted, student researchers are now working with farmers to examine the nutrient content of local plant species that could be used as biofertilizers.

 


Tithonia: A low-cost nutrient trap

Whether native plants are "weeds" or "biofertilizers" depends mostly on your perspective. For farmers they are usually considered weeds when they aggressively compete with crops for soil nutrients, moisture, and sunlight; act as reservoirs of disease and pests; and aren’t useful as food, fodder, or fuel.

In southwestern Colombia researchers from CIAT and Colombia’s Universidad Nacional are conducting participatory research aimed at identifying, cataloging, and testing native and nonnative plants that might help reverse soil nutrient depletion and prevent erosion on hillside farms. One promising species is Tithonia diversifolia, a member of the sunflower family often seen growing by roadsides. While many people consider it a weed, it has been shown to have several traits that are useful in soil management.

Farmers are now testing the hypothesis that tithonia is particularly good at trapping moisture and soil nutrients that would otherwise be lost through erosion and offers a convenient, low-cost option for soil fertility management. Farmers plant the species along the lower edges of sloping fields, cut and carry tithonia prunings, and then apply them, stems and all, as a biofertilizer on crops. "By thus recycling nutrients," says CIAT soil scientist Edmundo Barrios, "farmers can lessen the need for chemical fertilizers, thus reducing their production costs and lowering the risk of contaminating water."

In preliminary tests tithonia, which has the advantage of decomposing quickly, was gently incorporated into the soil around maize plants. Researchers from CIAT and the Universidad Javeriana in Bogotá were pleasantly surprised to find that some maize roots easily penetrated the decomposing stems.

"It looks like there may be a direct nutrient transfer from the tithonia to the maize," says CIAT soil scientist Richard Thomas. "The soil is essentially bypassed." If that’s so, then the application of tithonia could slow down the soil nutrient depletion typical of demanding crops like maize. Thomas suspects that the nutrient transfer is mediated by mycorrhiza, a mutually beneficial relationship between soil fungi and plant roots. Among other things, this bond promotes the uptake of phosphorus by plants.

"We know that poor farmers won’t use much fertilizer because of the cost and because it isn’t always available," says Thomas. "So, we have to look at better nutrient management methods—recycling what’s already available on farms rather than relying entirely on outside inputs."

 

Best-bet green manures for Uganda

Like many areas of Latin America, eastern and central Africa also suffer from widespread soil degradation. Since the early 1990s, CIAT has been using participatory research to identify, test, and perfect new soil management strategies with farmers in eastern Uganda. Some of these innovations have since been packaged as "minikits" for grassroots use.

The minikits contain seeds of legumes that can be grown as "green manures" or cover crops to improve soil fertility as well as decision guides on how to use them. Over the past 2 years, 3,000 kits have been distributed in Uganda through a national project—Investment for the Development of Export Agriculture (IDEA)—and several NGOs.

The decision guides are the result of collaboration between CIAT, Uganda’s National Agricultural Research Organisation (NARO), and farmers in the Ikulwe area of Iganga District. With a population of one million—about 200,000 farm families—Iganga is one of the country’s most densely populated areas.

Over the years the size of the farmer group active in research at any one time was 25 to 30 people. Together, the scientists and farmer-researchers identified crop production constraints and options for improving soil fertility. They then designed on-farm experiments to test various legumes in association with crops such as banana, coffee, cassava, sweet potato, maize, and bean or in some instances as a sole cover crop or pest control measure. While the experiments were done by the farmers, who collected data and recorded detailed observations in notebooks, both scientists and farmers evaluated the results.

The decision guides cover five leguminous plants—canavalia, mucuna, lablab, crotalaria, and tephrosia—which capture nitrogen from the air and fix it in the plant. Once cut and incorporated into the soil, they provide a rich source of organic matter for crop growth and make the soil easier to cultivate. The main guide, called "Best-Bet Options," contains easy-to-follow instructions for 11 different cropping scenarios. A separate guide is also available for each legume, explaining its advantages and disadvantages, how to grow it, and how to incorporate it into the soil for various crops.

One serious pest problem identified in the participatory research was root rats, tunneling rodents that destroy sweet potato and cassava crops. The legume Tephrosia vogellii provides a practical method of control. Indigenous to Uganda, this deep-rooted perennial shrub, which is easy to establish from seed, contains a natural toxin. It can be planted in a scattered pattern in fields or around them to serve as a barrier. Once the root rats are gone, the shrubs can be uprooted. Tephrosia also has bonus traits. Its leaves can be picked and used to control insect pests in stored grain, and stalks can be used as stakes for climbing beans.

Systematic dissemination of the results of the green manure and cover crop experiments, as well as from related participatory research on other topics like bean and cassava production, began in 1996. Farmers are playing an active role. They multiply seed, host groups of visiting farmers, participate in agricultural exhibitions, and organize farmer workshops. Some have been so motivated by their experience of being full partners in research that they’re now experimenting with other technologies on their own.

 


A farmer’s repertoire of soil management methods

Alex Bukenya has 4 hectares of land, from which he and his wife feed themselves and their seven children. The Ugandan farmer participates in a multipartner soil conservation research project with CIAT and also finds time to experiment on his own.

Bukenya grows the legumes lablab and canavalia to improve soil fertility. These are intercropped with maize, as part of a research experiment. He’s also testing fertilizer applications.

"I’ve gained a lot of new knowledge to improve productivity," says Bukenya. "Before, I used to just plant anyhow—and the rain took the fertile soil away. Now I conserve the soil and water."

His entire farm is surrounded by vetiver grass, as an erosion barrier. But it’s also useful as thatch and for mulching crops. He has constructed irrigation ditches around the farm, which the vetiver grass helps stabilize, and he has planted another legume, mucuna, to fix nitrogen in the soil and combat weeds. Fallowing of land and applications of farmyard manure are likewise part of his repertoire of soil management methods.

"Although he joined the group late, Alex now trains other farmers on their farms and gives them seed from his vetiver and mucuna," says Anthony Esilaba, a CIAT researcher. One European development worker, visiting Bukenya’s farm at the same time as CIAT staff, commented that this farmer deserved a doctoral degree for his innovative work!

Ugandan farmer Alex Bukenya.

 

Reversing soil degradation in Africa

Building on success with the legume minikits, CIAT recently embarked on a new participatory project on soil nutrient management in collaboration with the Tropical Soil Biology and Fertility Programme (TSBF). Following a diagnosis and analysis exercise in late 1999, farmers proposed 11 experiments for March-August 2000, during the long-rains growing season. They’re testing farmyard manure, compost and rock phosphate as fertilizer, deep tillage techniques, mulching, fallowing, and the use of trenches and grass strips to control erosion. This work, which also extends the earlier research on green manures, is funded by Germany’s Federal Ministry of Cooperation and Economic Development (BMZ) and is a component of the CGIAR’s Soil, Water, and Nutrient Management Program.

One partner in this ambitious effort to reverse nutrient depletion is the Africa 2000 Network, an initiative of the United Nations Environment Programme (UNEP). The network supports grassroots community interests, environmental protection, and sustainable development in 13 African countries, including Uganda. "When we came here, we found that the CIAT technologies were exactly in line with the objectives of our project," says Africa 2000’s Drake Ssenyange. Collaboration with such like-minded organizations is a pillar in CIAT’s strategy to multiply the impact of its work elsewhere in Uganda and in other countries.

CIAT’s work with the farmers of Iganga has had an impact not only on soil conservation and cropping practices but also on farmer confidence and knowledge. "Working with the researchers has been very useful," says Livingstone Mumbya, a local community leader and active participant in the research. "Now we have new knowledge about compost, good varieties, fertilizers, and green manure. We know how to take measurements in our fields, and we recognize diseases of plants and harmful insects. Also, the group has inspired some people who thought they were weak to be more confident."

Besides that, says Mumbya, the food situation has improved. "Now we have enough food and even a surplus to sell, to help pay for school fees. Our maize has done better where we used farmyard manure. Right now we wish our fellow farmers in villages could adopt the same techniques—to achieve something very good for posterity!"

How and whether such farmer-based research will have broad and deep development impact in the coming years is difficult to predict. Major intervening forces—political turmoil, delayed rains and recurring drought, the AIDS pandemic, and even the economic repercussions of liberalized trade in coffee—are at work in eastern and central Africa. But like the soil conservation strategies now available, participatory research and organizational partnerships are among the "best-bet options" for promoting sustainable farming in this region. They give poor rural people a fighting chance to build viable, dignified livelihoods based on self-reliance and learning rather than food aid and inappropriate technology handouts.

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